Senior Executive- Line compliance

• Ensures adherence of the Operational & Process related controls, compliance for service delivery requirements, Client contractual terms, policies, rules and procedures in Client area
• Coordinate & support compliance activities in client area
• Conduct periodic, testing of process controls, service delivery compliance reviews/ audits
• Monitor, and as necessary, coordinate compliance activities of operations with other enabling departments/compliance teams
• Act as an independent reviewer and evaluation body to ensure that compliance Issues/concerns within client area are being appropriately evaluated, investigated and resolved.
• Provide reports on a regular basis, and as directed or requested,

Primary Internal Interactions

• AM/LAM
• Mangers/Sr Manger
• AVP/ VPs
• Internal Audit and
• Corporate Compliance Team
• ISG/BCM team

Skills Technical Skills

• Auditing skills and eye for detail
• Ability to interpret Law/contractual requirements
• Good Number orientation (MS Excel Skills)
• Excellent Presentation skills (MS office)