Head of Compliance

Head of Compliance - Singapore

A leading fintechstockbroking firm is seeking a Head of Compliance to lead the compliance function for its Singapore investment and stockbroking business.

Key Responsibilities

• Lead the Singapore compliance framework and ensure ongoing regulatory compliance.

• Manage relationships with MAS and other regulatory bodies.

• Oversee compliance monitoring, risk assessments, audits, breaches and regulatory reporting.

• Advise senior stakeholders and business teams on regulatory requirements.

• Maintain policies and procedures in line with regulatory developments.

• Support new investment products, business initiatives and provide compliance guidance.

• Take senior management accountability under Singapore's IAC regime.

Requirements

• 5+ years senior compliance experience in Singapore.

• Strong knowledge of Singapore financial services and stockbroking/investment regulation.

• Proven experience managing MAS relationships.

• Relevant degree in Law, Finance, Business, Accounting or related field.

• Strong stakeholder management, influencing and leadership skills.