Job Description

About the Role

We are a Singapore-incorporated financial services firm applying to the Monetary Authority of Singapore for a Capital Markets Services Licence. We are seeking an experienced COO / Executive Director to join the senior management team and Board of Directors. You will work closely with the Chief Executive Officer to oversee the Company's day-to-day operations, governance, risk management and execution of its business strategy.

Key Responsibilities

Day-to-Day Operations: Oversee the day-to-day operations of the Company and ensure effective execution of its business strategy and operating model.
Processes & Controls: Establish and maintain effective operational processes, controls, policies and procedures.
Regulatory Readiness: Ensure operational readiness and ongoing compliance with applicable MAS requirements, internal policies and licence conditions.
Risk Management: Work closely with Legal, Compliance and Risk functions to identify, assess and manage regulatory, operational and conduct risks.
Board Updates: Prepare and present operational, risk and management updates to the Board.

What We're Looking For

Significant senior management experience in financial services, capital markets, brokerage, derivatives, foreign exchange, fintech or another regulated financial institution.
Strong understanding of front-to-back financial markets operations and control frameworks, with good knowledge of corporate governance, compliance, AML/CFT, outsourcing, technology risk and internal controls.
Strong leadership, organisational and decision-making capabilities, with strong written and verbal communication skills.
Ability to work effectively with regulators, Board members, senior management and external service providers, and to satisfy the MAS Fit and Proper Criteria (honesty, integrity and reputation; competence and capability; financial soundness).
Bonus: previous experience in a MAS-regulated financial institution or Capital Markets Services Licence holder; securities, OTC derivatives, FX, CFDs or institutional brokerage experience; previous COO, Head of Operations or Executive Director experience; experience establishing or scaling a regulated financial-services business in Singapore.

What We Offer

A full-time executive management and Board-level role, serving as an Executive Director of the Company.
Direct responsibility for ensuring the Company's operations are conducted effectively, efficiently and in accordance with applicable regulatory requirements.
The chance to work closely with the CEO and senior management, and to contribute to strategic planning, budgeting, resource allocation and organisational development.