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FIND YOUR BETTER AT AIA
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About the Role
Report to: Associate Director, Agency Distribution ServicesRoles and Responsibilities:
1. Distribution Governance
Lead the assessment of distribution risks and provide recommendations on mitigation actions.
Partner with risk owners to establish appropriate controls and assess control design and operating effectiveness.
Monitor and follow up audit findings, compliance issues and remediation action plans related to Agency Channel.
Promote strong risk management culture and awareness within Agency distribution.
Manage Agency Risk Committee and provide management oversight on key distribution risks, remediation status and governance initiatives.
Maintain and report key risk registers, control deficiencies and unresolved residual risks.
Collaborate with Risk, Compliance and Agency stakeholders to embed business quality framework and governance standards across agency offices nationwide.
2. Business Quality Analytics
Lead sales quality monitoring through data analytics, trend analysis and Key Risk Indicators (KRI).
Identify irregular sales activities, adverse sales behaviors and emerging distribution risks.
Conduct preliminary investigation and review of exceptional or suspicious sales conduct cases.
Ensure timely escalation of material issues and non-compliance activities through governance framework.
Develop insights and dashboards to support proactive risk management and business quality monitoring.
3. Control Review & Risk Assessment
Lead Risk & Control Self-Assessment (RCSA) and Fraud Risk Assessment activities within Agency Channel.
Design and execute control testing plans to evaluate effectiveness of key controls.
Recommend improvement actions to strengthen operational controls and governance effectiveness.
Support implementation of corrective and preventive actions across Agency operations.
4. Agency Quality Improvement
Perform deep-dive analysis on Welcome Call, Mystery Shopping and other quality assessment initiatives.
Coordinate with Risk, Compliance and Agency teams to develop actionable plans to improve sales quality.
Drive continuous quality improvement culture within Agency Channel.
Promote customer-centricity and compliant sales practices
5. Stakeholder Management & Reporting
Prepare monthly distribution Business Quality reports and governance updates for senior management.
Maintain strong collaboration with Risk Management, Compliance, Audit Services and business stakeholders.
Ensure timely response to audit, compliance and regulatory requests.
Share best practices and support continuous enhancement of risk management methodology, tools and reporting framework.
Requirements:
Bachelor's degree in Business, Finance, Risk Management or related disciplines.
CPA/MBA qualification preferred.
Minimum 10 years of experience in Life Insurance, Agency Distribution, Risk, Audit or Compliance functions.
Strong understanding of insurance operations and distribution governance.
Strong knowledge of operational risk management and control framework.
Strong analytical and problem-solving skills.
Experience in data analytics and risk monitoring.
Good understanding of audit and compliance practices.
Project management and stakeholder management capabilities.
Strong leadership and influencing skills.
Strong interpersonal and communication skills.
Detail-oriented while maintaining big-picture thinking.
Result-oriented and able to manage competing priorities.
Strong organization and execution capability.
Customer-focused with commitment to quality and governance.
Fluent in English.
AIA Group Limited, often known as AIA , is a Hong Kong-based American multinational insurance and finance corporation. It is the largest public listed life insurance and securities group in Asia-Pacific. It offers insurance and financial services, writing life insurance for individuals and businesses, as well as accident and health insurance, and offers retirement planning, and wealth management services, variable contracts, investments and securities.
Job ID: 148588859
Skills:
pipeline management , compliance standards, supplier qualification, risk mitigation strategies, Supplier Development, quality management systems, Sourcing
Skills:
ERP solutions, Data analytical skills, Change management principles, Project management, business systems
Skills:
Sql, Project Management, Account Management
Skills:
Stakeholder Engagement, Supplier Management, Risk Assessment, Sourcing models, Due Diligence
Skills:
Tableau, ACL, Excel, Data Analytics, Qlik View, Risk Profiling
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