Some Careers Have More Impact Than Others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Risk and Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and ensures fair outcomes for clients. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates
We are currently seeking a high caliber professional to join our team as an
Senior Analyst, Investigative Reporting.
Areas and Accountabilities
Impact on the Business
- Play a key function (anti-money laundering investigation) of the FC to support in identifying and containing financial crime risks; deter, detect and protect the Bank from financial crime risks.
- Ensure productivity and quality of investigation.
- Support FC EIR Management to produce MI.
- Escalate issues which could have a probable business impact.
Customers / Stakeholders
- GBs (Global Business) / GFs (Global Function) / HTS and their sub-functions (BRCM, CSEM, etc.)
- Regional and local functions of the EIR, AML (RAMLO, CAMLO, etc.) and FCC (GSC, FIU, FCI, GIIG, ABC, Sanctions, SFR etc.) and the wider Financial Crime Risk function.
- Maintain enhanced quality on an on-going basis and improve performance.
Leadership & Teamwork
- Interact and maintain an effective relationship with regional and local counterparts - FC, LOBs, GFs, HTS - on matters related to EIR.
- Ensure adequate collaboration with EIR members to improve skills and competencies to meet with Global Standards.
- Ensure process efficiencies and recommend process changes through daily BAU investigation (if any).
Operational Effectiveness & Control
- Responsible for conducting the effective and timely investigation into local assigned cases in accordance with agreed standard reporting requirements and service levels.
- Responsible for high quality case investigation and recording, and appropriate escalation, as per defined procedures - via the appropriate channel, to the FIU, FCI, GIIG, ABC, Global Sanctions, Lines of Business AML Officers and, where necessary to Customer Selection Secretariat (CSEM).
- Responsible for ensuring that at the conclusion of each investigation, a comprehensive recommendation is to be made whether a Suspicious Activity Report (SAR) should be filed or not.
- Responsible for identifying possible violations of law or regulation (e.g., structuring, suspicious wire activity through a non-cooperative country, foreign corruption).
Qualifications
Qualifications, Knowledge & Experience
- Diploma / Bachelor degree
- 2-3 years of experience in Banking / Finance,
- Knowledge of HSBC core banking systems is preferable
- Teamwork spirit
- Ability to work independently with minimal supervision
- Exhibit strong investigative and analytical skills
- Strong communications skills, particularly competent with English written and spoken skills.
- Ability to interpret and disseminate complex data and perform analysis as required by the business.
- Ability to understand and implement Group risk management policies
- Ability to effectively organize work schedules and manage multiple tasks by utilizing time management skills;
- Experience in local law enforcement agency policy & procedures.
FC (or Equivalent Environment) Knowledge And Experience
- Relevant work experience (e.g. Customer Due Diligence, Investigation, Quality Assurance) which allows role holder to have the ability to recognize suspicious financial activities
- Experience in undertaking investigations/ analysis to customer activity with the ability to draw inferences from the information
- Experience in compilation of reports and /or SARs reporting experience.
- Good communicator with strong inter-personal skills, sharing information in a clear concise manner.
You'll achieve more when you join HSBC.
http://www.hsbc.com/careers
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited
