Job Summary

This role is suited to a regulatory compliance or legal professional with a strong proven track record in financial services and digital asset compliance operations who is passionate about applying that expertise to a dynamic, high-growth environment. You will assist in the day-to-day operation of our compliance and financial crime frameworks and the ongoing maintenance of our global licence portfolio.

Responsibilities

Licence Maintenance and Regulatory Engagement

Own the day-to-day maintenance of the Group's existing licences, ensuring ongoing adherence to licence conditions and regulatory obligations across all entities and jurisdictions.
Maintain the Group-wide compliance calendar and prepare, submit, and track periodic regulatory filings, reports, and licence renewals, ensuring timely and accurate submissions.
Manage routine correspondence with financial regulators and act as a key point of contact during regulatory enquiries, audits, and supervisory engagements.

AML & Financial Crime Operations

Conduct KYC/KYB reviews and periodic customer due diligence refreshes in line with Group standards.
Investigate and disposition transaction monitoring alerts within agreed SLAs, with clear and well-documented rationale, and support STR/SAR preparation where required.
Perform sanctions and PEP screening reviews and the disposition of screening hits.
Support third-party and counterparty onboarding due diligence.
Assist with entity-level AML risk assessments and the upkeep of AML policies and registers, working closely with the Group AML Manager.

Compliance Framework

Support the development, implementation, and upkeep of the Group's compliance and risk management frameworks in line with applicable legislation and regulatory expectations.
Draft, review, and maintain compliance policies, procedures, and operational guidelines to ensure consistency across business units.
Coordinate with external counsel on complex regulatory matters where required.

Requirements

At least a Bachelor's degree in Law, Finance, Business, or a related discipline.
Minimum 5 years of relevant experience in regulatory compliance, AML/financial crime, or governance within financial institutions, fintech, or digital asset platforms, with hands-on experience in licence maintenance and AML.
Prior experience with OTC trading, crypto exchanges or payment is highly valued.
Self-starter capable of creating processes from the ground up and working autonomously in a high-growth setting.

Compliance Officer