Financial Crime and Investment Compliance, Consultant

Financial Crime and Investment Compliance, Consultant

AIA Group
8-11 years
Not Specified

Job Description

If you believe in better, we'd love to hear from you.
WE ARE LOOKING FOR .....The position is Anti- Money Laundering and investment compliance, overseen Anti-Money Laundering and Counter-Terrorist Financing (AML/CTF) program and investment activities.
AML compliance(70%)
Financial Crime:
  • Implementing and maintaining AML/CTF policies and procedures to ensure the compliance under Group policy, local laws and regulations.
  • Conducts periodic (monthly/ quarterly/ annually) compliance reviews of AML/CTF Program.
  • Evaluate and assessing the effectiveness of key AML controls and quality of the implementation.
  • Act as a key contact person with government departments (e.g State bank of Vietnam) in relation to AML/CTF prevention and detection, investigation, or compliance.
  • Review exception reports, investigation, escalation and determine reporting to government departments of any suspicious activity and maintain all related records.
  • Conduct a regular training and assessing Employees/agency understanding on the requirement of AML/CTF policies relating to their position.
  • Provide guidance to operation on how to implementation of AML/CTF requirements.
    AML/CTF automation controls:
  • Coordinate with IT department to build up AML/CTF automation controls to prevent weaknesses in the design and operating AML controls.
  • Implement business cases using AI, risk modelling to closing screening alert and predict AML/CTF suspicious transaction.

Investment compliance (30%)
  • Monitoring investment activities to ensure that investment activities implemented under requirement investment policies.
  • Conducts periodic (monthly/ quarterly/ annually) investment compliance reviews followed by the schedule approved by Group investment compliance, and Investment Committee.
  • Monitoring timely assess investment information, personal trading, misconduct market.
  • Timely reporting to Group investment compliance breaches, error, follow up correction actions.

Minimum Job Requirements:
  • Education: Bachelor's Degree (Finance/ Accounting/Auditing/Law, CAMS certification is a plus)
  • Experience: Minimum of 8 years experience in legal, compliance and/or auditing jobs.
  • Language skills (verbal & written): Fluent English is preferred.
  • Strong interpersonal skills with key decision makers and different people in multi-cultural environment.
  • Good in data analytic, problem-solving skills, detailed mind-set, system knowledge, AI.
  • Ability to work independently and ownership mindset in work.
  • Able to work under pressure.
  • Good time management.
  • Able to work under pressure.

Job Details

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